IMPORTANT REGULATORY, LEGAL, AND COMPLIANCE DISCLOSURE

The testimonials featured in this video represent the personal opinions and unique experiences of individual participants in the Capital Advisory program. These testimonials are provided solely for informational and illustrative purposes. They should not be interpreted as guarantees of results, typical outcomes, or assurances of success. Individual results vary widely based on numerous factors, including but not limited to professional background, market conditions, adherence to program methodologies, and personal effort.

 

NO GUARANTEE OF RESULTS

Participation in the Capital Advisory program does not guarantee specific financial outcomes, earnings, or success in capital-raising activities. Claims regarding financial achievements, such as success fees, upfront payments, or equity opportunities, are anecdotal and based on individual circumstances that may not be replicable. Participants should exercise caution and avoid relying solely on representations made in this video when evaluating the program.

 

The financial results discussed may include hypothetical projections or potential outcomes. These are for illustrative purposes only and are not guarantees of future performance. Any decision to engage with the Capital Advisory program should be made after conducting independent due diligence and consulting with qualified legal, financial, and tax professionals.

 

TESTIMONIAL AND ENDORSEMENT DISCLOSURES

Participants featured in this video may have received compensation, incentives, or other forms of consideration in exchange for their testimonials. This disclosure is provided in accordance with Federal Trade Commission (FTC) guidelines governing endorsements and testimonials in advertising (16 C.F.R. Part 255). Material connections between participants and Savvy Capital are available upon request.

Testimonials represent the subjective opinions of the individuals featured and are not indicative of the experiences of all program participants. No assurances are made that any participant will achieve comparable results.

 

FORWARD-LOOKING STATEMENTS

This video may contain forward-looking statements, including projections of financial performance, business scalability, and potential equity opportunities. These statements are provided pursuant to the Private Securities Litigation Reform Act of 1995 (15 U.S.C. § 78u-5) and are inherently speculative. Forward-looking statements are based on assumptions, estimates, and projections that involve significant risks and uncertainties, including changes in economic conditions, market trends, regulatory requirements, and individual performance.

Actual outcomes may differ materially from the projections presented, and no assurances or guarantees are provided regarding the realization of such statements. Participants and viewers are strongly encouraged to consider these risks when evaluating the program.

 

SECURITIES LAW COMPLIANCE

The Capital Advisory program is not a securities offering, investment product, or broker-dealer service. Any references to securities-related activities must be conducted in full compliance with applicable federal and state laws, including but not limited to:

  • The Securities Act of 1933;
  • The Securities Exchange Act of 1934;
  • The Investment Advisers Act of 1940; and
  • FINRA rules and regulations governing broker-dealers and associated persons.

 

Participants in the program are reminded that engaging in securities-related activities without proper licensure and compliance may result in regulatory enforcement actions, penalties, or legal consequences.

 

ELIGIBILITY REQUIREMENTS AND COMPLIANCE OBLIGATIONS

Participation in the Capital Advisory program is contingent upon meeting strict eligibility criteria, including compliance with securities laws and regulations. Acceptance into the program does not confer authorization to engage in regulated activities. Participants are individually responsible for ensuring compliance with all applicable laws, including anti-fraud provisions under Rule 10b-5 (17 C.F.R. § 240.10b-5).

 

FTC COMPLIANCE AND EARNINGS CLAIMS

This video complies with the Federal Trade Commission’s (FTC) guidelines on advertising and marketing practices (16 C.F.R. Part 255). Claims regarding financial performance or earnings potential are based on verifiable historical data or individual experiences. However, they are not representative of average results and should not be interpreted as guarantees.

Participants are strongly encouraged to verify all claims independently and to understand the inherent risks associated with financial activities. Viewers should also be aware that the financial success of participants depends on numerous factors outside the control of Savvy Capital or its affiliates.

 

RISKS AND LIMITATIONS OF LIABILITY

Engaging in capital-raising activities involves inherent risks, including market volatility, regulatory scrutiny, and financial loss. Savvy Capital, its officers, directors, employees, affiliates, and associated broker-dealer (Finalis Securities LLC) expressly disclaim any liability for decisions made based on the content of this video or participation in the Capital Advisory program.

Participation in the program is undertaken at the viewer’s own risk and discretion. Neither Savvy Capital nor Finalis Securities LLC makes any representations or warranties regarding the suitability of the program for individual participants or their specific financial objectives.

 

INDEPENDENT LEGAL AND COMPLIANCE OVERSIGHT

Participants are strongly advised to engage independent legal counsel to ensure compliance with applicable laws and regulations, including securities laws, advertising standards, and contractual obligations. Savvy Capital provides access to compliance resources as part of the program but disclaims responsibility for individual participants' adherence to legal requirements.

 

CONCLUDING STATEMENT

This video has been prepared in compliance with applicable SEC, FINRA, and FTC guidelines to ensure transparency and regulatory alignment. By engaging with this content, viewers acknowledge their understanding of and agreement to these disclaimers and accept responsibility for their decisions.

For additional information regarding compliance, regulatory requirements, or the Capital Advisory program, please contact:

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